search results for 
Logo

Disclosures on Directors’ Dealings and Shareholdings in 2011

Members of the Management and Supervisory Boards of the general partner, members of the Supervisory Board of Fresenius SE & Co. KGaA, other executive officers, and persons closely related to them are required, pursuant to Section 15a of the German Securities Trading Act (WpHG), to disclose purchases and sales of Fresenius SE & Co. KGaA’s shares and financial instruments based on them (Directors’ Dealings). Directors’ dealings in 2011 are disclosed in the tables below.

Pursuant to clause 6.6 of the Code, ownership of shares of the Company and financial instruments based on them must be disclosed by Management Board and Supervisory Board members if more than 1% of the shares issued by the Company are held either directly or indirectly. None of the Management or Supervisory Board members of the general partner or of the Supervisory Board of Fresenius SE & Co. KGaA directly or indirectly holds more than 1% of the shares issued by Fresenius or any related financial instruments.

DIRECTORS' DEALINGS-MANAGEMENT BOARD


2011 Name Quantity Price in €1 Total volume in € Type of transaction
1 Price rounded to two decimals
2 Exercise of stock options on Fresenius shares of the stock option plan and sale of the shares (cash settlement)
February 28 R. Baule 21,930 42.90 940,871.63 Stock option exercise2
May 23 R. Baule 12,000 40.79 489,532.02 Stock option exercise2
May 31 R. Baule 9,930 41.89 415,939.02 Stock option exercise2
August 30 R. Baule 10,965 30.01 329,062.62 Stock option exercise2
August 31 R. Baule 10,965 30.95 339,366.75 Stock option exercise2
May 18 U. Schneider 10,002 49.09 491,022.00 Stock option exercise2
May 19 U. Schneider 10,002 49.92 499,252.92 Stock option exercise2
May 31 U. Schneider 10,002 48.65 486,585.50 Stock option exercise2
June 1 U. Schneider 13,854 50.16 694,863.11 Stock option exercise2
November 8 U. Schneider 14,620 44.12 645,086.40 Stock option exercise2
August 4 S. Sturm 1,000 69.60 69,604.05 Purchase
September 1 S. Sturm 8,800 72.31 636,304.94 Sale
August 24 E. Wastler 3,300 48.39 159,671.56 Stock option exercise2

2011 Name Quantity Price in €1 Total volume in € Type of transaction
1 Price rounded to two decimals
2 Exercise of stock options on Fresenius shares of the stock option plan and sale of the shares (cash settlement)
February 28 R. Baule 21,930 42.90 940,871.63 Stock option exercise2
May 23 R. Baule 12,000 40.79 489,532.02 Stock option exercise2
May 31 R. Baule 9,930 41.89 415,939.02 Stock option exercise2
August 30 R. Baule 10,965 30.01 329,062.62 Stock option exercise2
August 31 R. Baule 10,965 30.95 339,366.75 Stock option exercise2
May 18 U. Schneider 10,002 49.09 491,022.00 Stock option exercise2
May 19 U. Schneider 10,002 49.92 499,252.92 Stock option exercise2
May 31 U. Schneider 10,002 48.65 486,585.50 Stock option exercise2
June 1 U. Schneider 13,854 50.16 694,863.11 Stock option exercise2
November 8 U. Schneider 14,620 44.12 645,086.40 Stock option exercise2
August 4 S. Sturm 1,000 69.60 69,604.05 Purchase
September 1 S. Sturm 8,800 72.31 636,304.94 Sale
August 24 E. Wastler 3,300 48.39 159,671.56 Stock option exercise2

The members of the Management and Supervisory Boards of Fresenius Management SE and the members of the Supervisory Board of Fresenius SE & Co. KGaA together hold 1.2% of the shares of Fresenius SE & Co. KGaA outstanding as of December 31, 2011, in the form of shares or related financial instruments and stock options under the Fresenius SE & Co. KGaA stock option plans. 0.6% are held by members of the Management Board of Fresenius Management SE, 0.6% by members of the Supervisory Board of Fresenius Management SE, and also 0.6% by members of the Supervisory Board of Fresenius SE & Co. KGaA. Due to the fact that some persons are members of both Supervisory Boards, the amount of shares (or related financial instruments and stock options) held by the Boards of Fresenius SE & Co. KGaA and Fresenius Management SE in total is smaller than the cumulative holdings of the three Boards as reported herein.

We received no notifications that the shareholdings of members of the Management and Supervisory Boards had reached, exceeded, or fallen below the reporting thresholds stipulated in the German Securities Trading Act.

DIRECTORS’ DEALINGS-SUPERVISORY BOARD


2011 Name Quantity Price in €1 Total volume in € Type of transaction
1 Price rounded to two decimals
2 Exercise of stock options on Fresenius shares of the stock option plan and sale of the shares (cash settlement)
May 16 G. Krick 7,740 52.40 405,545.24 Stock option exercise2
May 17 G. Krick 7,740 52.26 404,510.73 Stock option exercise2
May 20 G. Krick 7,740 52.52 406,539.82 Stock option exercise2
May 30 G. Krick 7,740 51.72 400,282.08 Stock option exercise2
September 6 G. Krick 7,740 51.58 399,237.73 Stock option exercise2
November 11 G. Krick 12,900 52.43 676,394.39 Stock option exercise2

2011 Name Quantity Price in €1 Total volume in € Type of transaction
1 Price rounded to two decimals
2 Exercise of stock options on Fresenius shares of the stock option plan and sale of the shares (cash settlement)
May 16 G. Krick 7,740 52.40 405,545.24 Stock option exercise2
May 17 G. Krick 7,740 52.26 404,510.73 Stock option exercise2
May 20 G. Krick 7,740 52.52 406,539.82 Stock option exercise2
May 30 G. Krick 7,740 51.72 400,282.08 Stock option exercise2
September 6 G. Krick 7,740 51.58 399,237.73 Stock option exercise2
November 11 G. Krick 12,900 52.43 676,394.39 Stock option exercise2

Continue reading:
Transparency and Communication

QUICKFINDER

History

External related links

Tools